Robert Schwartz

Mr. Schwartz serves as the Firm’s General Counsel and Chief Compliance Officer.  Prior to joining Advent, Mr. Schwartz was General Counsel/Chief Compliance Officer at Forefront Capital Management, LLC. Before that he held various senior business, legal and compliance, and operational positions at Nomura Corporate Research and Asset Management, Nomura Securities, and Prudential Securities. He is a graduate of Fairleigh Dickinson University and received his J.D. from Washington University School of Law.