Disclosures

This page contains certain additional regulatory and other disclosures applicable to Advent Capital Management, LLC and its subsidiaries and affiliates (collectively, “Advent”).

Not An Offer Of Advisory Services Or Securities

This website (“Site”) is limited to the dissemination of general information about the services provided by Advent. This Site and the reports, data, information, content, software, RSS and podcast feeds, products, services, and other materials on, generated by or obtained from this Site, whether through links or otherwise (such material, together with this Site, the “Content”) does not constitute and should not be construed as an offering of advisory services or an offer to sell or a solicitation to buy any securities or related financial instruments in any jurisdiction. The Content is for informational purposes only and should not be considered as a recommendation of any particular security, strategy or investment product. No investment advice, financial advice, tax advice, or legal advice is provided through the Content, and no person is authorized to use the Content for those purposes. Any discussion or information in the Content relating to investment processes, portfolio characteristics or other matters relating to Advent, an Advent investment strategy and/or an Advent-managed separate account or collective investment vehicle (collectively, an “account”) is subject to change over time. Opinions and any forecasts of future events, returns or results that are expressed in the Content reflect the opinion of the author, are subject to change without notice, do not reflect actual investment results and are not guarantees of future events, returns or results. Responses to any inquiry that may involve the rendering of personalized investment advice or effecting or attempting to effect transactions in securities will not be made by Advent absent compliance with applicable laws or regulations (including broker dealer, investment adviser or applicable agent or representative registration requirements), or applicable exemptions or exclusions therefrom. Offerings are made only to persons who are “accredited investors” as defined in Rule 501(a) under the Securities Act of 1933, as amended.

General Risk Warnings

Past performance does not guarantee, and is not a reliable indicator of, future results and the performance of an account may be substantially different. Current performance may be lower or higher than performance shown in the Content. The performance of an Advent investment strategy or account may be volatile, and an investor could lose all or a substantial portion of any investment made in an Advent investment strategy or account. No representation is given that an Advent investment strategy or account is suitable for any particular investor. Market conditions can fluctuate and vary widely over time and can result in a loss of portfolio value. Advent makes no guarantee or representation that any Advent investment strategy or account will achieve its investment objective or have positive returns. Investing in financial markets involves a substantial degree of risk and there can be no guarantee that the investment objectives of an Advent investment strategy or account will be achieved. Returns presented on a gross basis are substantially higher than returns presented on a net basis because gross returns do not reflect the deduction of investment advisory fees and other expenses that would be incurred by a client. The returns of a client investment in any investment strategy will be reduced by the advisory fees and any other expenses it may incur in the management of its account. Advisory fees have a compounded effect in reducing account performance over time. The Content may contain certain forward-looking statements. By their nature, forward-looking statements involve risk and uncertainty because they relate to future events and circumstances. Actual outcomes and results may differ materially from any outcomes or results expressed or implied by such forward-thinking statements. The success or achievement of various results, targets and objectives is dependent upon a multitude of factors, many of which are beyond the control of Advent. Although Advent-generated Content has been prepared using sources, models and data that Advent believes to be reasonably reliable, its accuracy, completeness or suitability cannot be guaranteed and should not be relied upon as such by any person. The information contained in the Content does not purport to cover all matters that may be relevant for the purposes of considering whether or not to make any prospective investment. Prospective investors should conduct their own investigations in relation to the matters referred to in the Content and are recommended to consult their own advisers in relation to such matters.

Revised January 2018

Advent Capital Management, LLC

© 1995–2018 Advent Capital Management, LLC All rights reserved. Your use of this site signifies that you accept our terms & conditions of use.

Advent Social Media Terms & Conditions

 

Note: Advent Capital Management, LLC (together with its subsidiaries and affiliates, “Advent”) may publish content on Twitter, LinkedIn, Facebook, YouTube and other third-party social media websites or services (collectively, “Social Media”) for informational, educational or other business purposes. Links to Social Media mentioned on adventcap.com will open new browser windows. Advent is not affiliated with Social Media or any services provided on Social Media. Except where noted, Advent accepts no responsibility for content on Social Media.

Please carefully read the following Social Media Terms and Conditions of Use (“Terms of Use”) before using Social Media. By using Social Media, you agree to follow and be bound by these Terms of Use, which govern your use of Social Media. Nothing contained in these Terms of Use is intended to modify or amend any other written agreement, if any, that may currently be in effect between you and Advent with regard to matters other than your use of Social Media. Advent may periodically modify these Terms of Use, and any such modifications will be effective immediately upon posting. We suggest that you periodically check these Terms of Use for modifications. If you do not agree to these Terms of Use, do not use Social Media.

Personal or Account Information:

For your own security, we ask that you not include personal or account information in any tweets, posts, messages or other Social Media communications (collectively, “Messages”) you send our way. In addition, don’t use Social Media to request transactions, ask questions about your investments, or raise account specific issues. Instead, please contact Advent directly.

No Testimonials:

Industry regulations prevent us from posting stories about how well (or poorly) people have done by investing with Advent or any other investment firm or company.

No Advice:

Industry regulations prevent us from posting specific investment guidance. Suggestions on how to save money are OK, but stock tips or investment recommendations are not.

Be Professional:

We welcome disagreement and constructive criticism, but please refrain from general attacks on Advent (particularly when unrelated to the posting), other investment firms or companies, your fellow users, and so on.

Other Important Information:

We will never ask you to update your Advent login or disclose personal information or personal account information on Social Media. Please do not include personal information or personal account information in any Messages.

Advent is not responsible for and does not endorse the content by other Social Media users available from other pages. Advent is not responsible for the terms of use or privacy or security policies on Social Media and you use Social Media at your own risk. Advent reserves the right to block any follower who Messages content on Social Media that is deemed inappropriate or offensive or constitutes a testimonial, advice, recommendation, or advertisement for securities, products, or services or is promotional in nature. We also reserve the right to block followers whose Social Media pages contain offensive or inappropriate content or serve as promotional sites.

Any opinions expressed by our Social Media followers are those of the persons submitting the comments and don’t necessarily represent the views of Advent or its management.

All investments are subject to risk, including the possible loss of money you invest.

Visit adventcap.com for information about Advent and its services.

Disclaimer:

Social Media is owned by third parties unaffiliated with Advent; you use any Social Media or other third-party websites and materials at your own risk. Advent is not responsible for and does not endorse any content, advertising, products, advice, opinions, recommendations, terms of use or privacy policies, or other materials on or available from Social Media or other third parties. Advent is not responsible for content made available by other Social Media users. Any opinions expressed by Social Media users are those of the persons submitting the comments or posts and don’t represent the views of Advent or its management. Advent’s status updates are for illustrative purposes only and do not take into consideration personal circumstances or other factors that may be important in making investment decisions. These updates are not a recommendation for any particular investment strategy or security. Advent’s use of the “like” function pertains only to the comment or post we “like.” It is not endorsement of the individual or organization who posted the content. Advent does not endorse content posted by third parties.

Your use of advent.com is subject to the Terms and Conditions of Use of that website.

Advent Capital Management, LLC

© 1995–2018  Advent Capital Management, LLC All rights reserved. Your use of this site signifies that you accept our terms & conditions of use.

Join our Distribution

United States

888 Seventh Avenue, 31st Floor
New York, NY 10019

United Kingdom

4th Floor Devonshire House
1 Mayfair Place,
London W1J 8AJ